Legal Statements

Breeze & Associates Ltd is registered to carry on audit work in the UK and regulated for a range of investment business activities by the Institute of Chartered Accountants in England and Wales.

If, during the provision of professional services to you, you need advice on investments, we may have to refer you to someone who is authorised by the Financial Conduct Authority, as we are not. However, as we are licensed by the Institute of Chartered Accountants in England and Wales; we may be able to provide certain investment services where these are complementary to or arise out of the professional services we are providing to you.

We are not authorised by the Financial Conduct Authority. However, we are included on the register maintained by the Financial Conduct Authority so that we can carry on insurance mediation activity, which is broadly the advising on, selling and administration of insurance contracts. This part of our business, including arrangements for complaints or redress if something goes wrong, is regulated by The Institute of Chartered Accountants in England and Wales. The register can be accessed via the Financial Conduct Authority website at http://www.fsa.gov.uk

In the unlikely event that we cannot meet our liabilities to you, you may be able to claim compensation under the Chartered Accountants' Compensation Scheme.

Audit information: Details of the Breeze & Associates Ltd audit registration can be viewed at www.auditregister.org.uk, under reference number C001013543. You can access the professional rules applicable to audit work as follows: Audit Regulations and Guidance can be found at www.icaew.com International Standards on Auditing (UK and Ireland) at http://www.frc.org.uk

Ethics: If a conflict of interest should arise, either between two or more of our clients, or in the provision of multiple services to a single client, we will take such steps as are necessary to deal with the conflict. In resolving the conflict, we would be guided by the Code of Ethics of The Institute of Chartered Accountants in England and Wales which can be viewed at www.icaew.com, section 3, sub-section 220. For all work the firm is subject to the Institute's Code of Ethics which can be found electronically at www.icaew.com section 3 and for audit work the APB Ethical Standards at http://www.frc.org.uk

In accordance with the disclosure requirements of the Provision of Services Regulation 2009, Breeze & Associates Ltd professional indemnity insurers are Maven Underwriters (a trading name of Aon UK Limited) 8 Devonshire Square, London EC2M 4PL. The territorial coverage is worldwide excluding professional business carried out from any office in the United States of America or Canada and excludes any action for a claim brought in any court in the United States of America or Canada.

Breeze & Associates is the trading name of Breeze & Associates Ltd.

Registered in England and Wales No. 04691129
Registered office: 5 Cornfield Terrace, Eastbourne, East Sussex, BN21 4NN

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